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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $ 5.17 | 08/13/2021 | A | 47,592 | (1) | 07/16/2028 | Common Stock | 47,592 | (2) | 47,592 | D | ||||
Stock Option (right to buy) | $ 5.42 | 08/13/2021 | A | 27,747 | (3) | 08/15/2029 | Common Stock | 27,747 | (4) | 27,747 | D | ||||
Stock Option (right to buy) | $ 3.96 | 08/13/2021 | A | 14,918 | (5) | 05/12/2030 | Common Stock | 14,918 | (6) | 14,918 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Leizerovitz Eli 777 YAMATO ROAD, SUITE 310 BOCA RATON, FL 33431 |
Head of Products |
/s/ David Brant, Attorney-in-Fact | 08/13/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The stock option vests as to 25% on July 16, 2019, and in 36 equal monthly installments thereafter. |
(2) | Received in exchange for a stock option to acquire 8,250 shares of Airspan Networks Inc. ("Legacy Airspan") common stock in connection with the merger of Artemis |
(3) | The stock option vests as to 25% on August 15, 2020, and in 36 equal monthly installments thereafter. |
(4) | Received in the Merger in exchange for a stock option to acquire 4,810 shares of Legacy Airspan common stock for $31.26 per share. |
(5) | The stock option vests as to 25% on May 12, 2021, and in 36 equal monthly installments thereafter. |
(6) | Received in the Merger in exchange for a stock option to acquire 2,586 shares of Legacy Airspan common stock for $22.86 per share. |